CONTACT US

SWAN GLOBAL INVESTMENTS

— Manager

Swan Global Investments is an SEC registered Investment Advisor that specializes in managing money using the proprietary Defined Risk Strategy (DRS), an actively managed, hedged equity, rules-based investment process.

ABOUT

ALTA TRUST COMPANY

— Trustee

Alta Trust Company is a South Dakota chartered trust company that is the Trustee of the Swan Defined Risk Collective Investment Trust. Collective Investment Trusts are bank maintained trusts and are not registered with the Securities and Exchange Commission.

ABOUT

GORDON ASSET MANAGEMENT

— Co-Manager, 3(38) Fiduciary

Gordon Asset Management, LLC is an independent investment advisory firm located in Durham NC. A subadvisor on the Swan Defined Risk collective investment funds, Gordon Asset Management, LLC is considered a national thought leader on retirement plan management and fiduciary governance.

ABOUT

Disclosures: Past performance is no guarantee of future results. A Fund’s strategy, like most investment strategies, involves risks, including possible loss of principal. Before investing in any Fund, please consider the Fund’s investment objective, strategies, risks, and expenses. Be sure to consult with your financial, legal and professional tax advisers prior to investment in any fund.