AN OUTCOME-ORIENTED SOLUTION

THE INVESTMENT PARTICIPANTS
THOUGHT THEY HAD.

Participate in market appreciation
over time - always invested.

  • Helps participants achieve desired outcomes
  • Range of CIT offerings for various risk levels

Limit impact of large losses -
always hedged.

  • Easy on emotions - Reduces reactions and poor investor behavior
  • Helps prevent participants from becoming another Dalbar statistic

THE INVESTMENT ADVISORS
HAVE BEEN LOOKING FOR.

Investment approach designed to generate
consistent returns over market cycles.

  • Addresses timing risk - Appropriate for investors entering/exiting the plan at different times
  • Align your goals with Participant goals to address broadening fiduciary definition

Limit cost and
regulatory burdens.

  • Reduce 'all-in' costs by leveraging CIT structure
  • Can be coupled with Out-of-the Box Plan Admin Solution
  • Available on wide variety of platforms
Swan Global Investments partners with Gordon Asset Management and Alta Trust to bring you

THE SWAN DEFINED RISK COLLECTIVE TRUST SERIES

5 strategies for different plan participants
based on risk tolerances…

BENEFITS OF THE SWAN DEFINED RISK COLLECTIVE FUNDS

A Better Buy-and-Hold

Smoothing of Returns
Seek to reduce volatility and limit downside capture in order to achieve smoothing of returns.
Easy on Emotions
Reducing statement shock during major market drawdowns may help participants avoid
emotional overreactions.

AN IDEAL QDIA

The Swan Defined Risk CIFs enable plan advisors to
employ a risk managed strategy as the qualified default
investment alternative (QDIA) in a wide range of plans.

  • Address Loss Aversion,
    Limit Statement Shock
  • Range of Funds for Various Risk
    Tolerances to fit a Glide Path
IT'S TIME
  • Time to start 'Keeping Score' based on Outcomes
  • Time to Finally Provide a Solution to Address Risk
  • Time to Join the Movement...
BECOME AN OUTCOME-ORIENTED ADVISOR
  • In an industry that too often places products and platforms at the forefront, it's time to put the Advisor back in the center of plan success.
  • The Outcome-Oriented Advisor needs the right tools to…
The Outcome-Oriented
Advisor needs the
right tools to…
Address the Broadening
Fiduciary Definition
'Walk the Talk' –
Differentiate your plan as one
actually focused on achieving
AND measuring Outcomes

FOR PLATFORM AVAILABILITY AND INFORMATION ON CUSTODIANS, CLICK HERE

CONTACT US to LEARN MORE